Quality Assurance Regulatory Transaction Reporting Specialist

Poland

Investment Banking, Operations

Investment Bank

325990BR

Kraków

Full Time

As a member of the Regulatory Transaction Reporting Team focused on Quality Assurance, you will primarily be responsible for providing requirements, building, and analysing Completeness & Accuracy as well as Eligibility & Suppression controls performed in Cerebrum and/or DROIT.

In this role, you will:

• analyse transactions reported between UBS and Regulators, ensuring effective interpretation of regulatory texts, a comprehensive understanding of financial products, and adherence to reporting best practice
• collaborate with the Product Team, Compliance, Risk Managers, IT Technology, and other stakeholders to ensure that trade, transaction, and position reporting for house and delegated reporting is complete and accurate
• utilize internal documentation and regulatory texts to understand and resolve control highlights, enhancing overall productivity

Additionally, you may be involved in:

• projects related to upcoming regulatory changes, aimed at improving effectiveness and scale
• team transformation initiatives, including data self-service by writing SQL codes on Data Bricks, simplifying processes
• AI implementation of various data solutions and controls improvements, driving productivity and simplification

You will be part of the high-profile Quality Assurance Regulatory Transaction Reporting C&A team. This team is integral to the Regulatory Transaction Reporting group, based in Krakow and Wroclaw, and collaborates closely with teams in London and Zurich. You will have significant exposure to other global RTR teams as well as client-focused teams.

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

UBS Business Solutions SA
UBS Recruiting

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Report misconduct: If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through Poland-Whistleblowing@ubs.com